Dominion Markets Obtains UAE CMA Category 5 Licence, Adding a Dubai-Based Regulated Entity
Dominion Markets has obtained a UAE CMA Category 5 licence, adding a Dubai-based regulated entity to support its regional business structure.
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FINRA Slaps $100k Penalty on Dealerweb for TRACE Violations
Abstract：The penalty is for inaccurate TRACE transaction reports and deficient supervisory system. Dealerweb paid $37,500 to FINRA for various TRACE violations between 2013 and 2017.
The Financial Industry Regulatory Authority (FINRA) has slammed a $100,000 fine on Dealerweb Inc., operator of an electronic interdealer platform for mortgage-backed securities.
Take Advantage of the Biggest Financial Event in London. This year we have expanded to new verticals in Online Trading, Fintech, Digital Assets, Blockchain, and Payments.The self-regulatory organization said Dealerweb inaccurately reported approximately 180,000 transactions in TRACE-eligible securities to its Trade Reporting and Compliance Engine (TRACE) between July 2016 and December 2020.
FINRA, which supervises brokerage firms in the United States, added that Dealerweb reported these transactions without including the No Remuneration (NR)' indicator when in fact they were qualified for the tag.
The electronic marketplace operators supervisory system was also not reasonably designed between July 2016 and March 2022 to report TRACE-compliant securities transactions, the watchdog said.
FINRA disclosed these in an Acceptance, Waiver, and Consent (AWC) agreement signed by Dealerweb on October 3 and accepted by the market supervisor on October 17.
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According to FINRA, Dealerweb operated an alternative trading system (ATS) and a voice interdealer trading desk between July 2016 and December 2020.
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INGOT Review 2026: An In-depth Investigation into Trading Complaints & Regulation Status
Did INGOT close your account and seize the accumulated funds in it? Did the broker prevent you from withdrawing your funds, including your deposited capital? Faced a capital loss due to frequent slippage in your trade order execution? You are not alone! Many traders have expressed their frustration over these alleged trading incidents. In this INGOT review article, we have examined these allegations and share our views on the broker’s regulatory oversight.
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OW Markets Review 2026: Withdrawal Complaints Spark Trust Concerns
The reputation of OW Markets, a Seychelles-based forex brokerage entity, seems to have taken a hit amid a growing number of user complaints recently. They complained about slow withdrawals, poor response from customer support officials, and profit deletions. Enraged by these alleged trading activities, traders have given their sharp reactions on broker review platforms. If you are one of the affected traders or are planning to trade with it, this OW Markets review is meant just for you! Here, we will not only review the user complaints but also share its regulatory details. A comprehensive guide will help you make an informed financial decision.
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RBI Burned $8 Billion in One Week — Is Your Rupee Safe?
The rupee bounced to 95.20 but RBI's forex reserves took a brutal $8.1 billion hit in a single week — here is what every Indian investor needs to understand right now.
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